This course will provide you with the professional ethics and responsibilities that are essential to you as a trusted professional of the financial-services industry. Includes helpful case studies.
Format: Online
No. of Pages: 22 pages
IIROC: 5 Compliance hours
BC CE Credits: 4 hours
AB CE Credits: 0 hrs
SK CE Credits: 4 hours
MB CE Credits: 4 hours ***
ON CE Credits: 4 hours
MFDA: 5 BC (ETHICS)
CFP®: 4
Advocis: 4 hours
*** Entry of CE for the same course more than once may be permitted on an exception basis only. If an agent wishes to claim credit for a course more than once, the agent must contact Council for prior approval and provide written reasons. This review is subject to the individual course review fee of $50.