Securities

Securities materials will help students prepare for a variety of securities-related courses, leading to different registrations and designations.

The introductory course to the securities industry is the Canadian Securities Course (CSC)^®. In order to become registered to sell securities, however, students must also successfully complete the Conduct and Practices Handbook Course (CPH)^®. Within 30 months of becoming registered, Investment Advisors (IAs) are required to complete the Wealth Management Essentials (WME)^® course. For those that wish to be registered to sell options, we offer the Derivatives Fundamentals Course (DFC)^®. 

Oliver’s preparation materials come in a variety of formats, to ensure an effective learning experience for all types of learners. Select the study aids that make the most sense for you.