CE Courses

FINTRAC and Your Practice


Compliance has become a major concern of those who work in the financial sector. As new technology makes the detection of money laundering and terrorist financing more difficult, governments have taken steps to initiate safeguards.

In 2000, Canada set up the Financial Transactions and Reports Analysis Centre of Canada (FINTRAC) as an independent agency operating "within the ambit" of the Proceeds of Crime (Money Laundering) and Terrorist Financing Act and its regulations. Since then, FINTRAC has introduced a necessarily complex system of security measures, record keeping, and reporting, with which everyone in the financial system must comply.

This 12-hour CE course will describe the problems; lay out the safeguards, practices, and responsibilities that should be observed; and help you to make sure your practice is FINTRAC-compliant.

Format: Online

No. of Pages: 130 pages

IIROC: 12.0 CECAP Compliance hours

BC CE Credits: 12 hours

AB CE Credits: 12 hours Life

SK CE Credits: 12 hours

MB CE Credits: 12 hours ***

ON CE Credits: 12 hours

CFP®: 12

*** Entry of CE for the same course more than once may be permitted on an exception basis only. If an agent wishes to claim credit for a course more than once, the agent must contact Council for prior approval and provide written reasons. This review is subject to the individual course review fee of $50. Please refer to https://www.icm.mb.ca/files/Renewal_2018/Renewal_2018/FAQs_for_website_for_renewal_-_updated_March_2018.pdf for more information.